In a dispute between the dealer and a broker, the Model Code recommends that this should be referred in the first instance to:

Last Updated on January 29, 2022 by Admin 3

In a dispute between the dealer and a broker, the Model Code recommends that this should be referred in the first instance to:

  • Central bank.
  • Senior management of the bank and the brokerage firm.
  • Head of compliance.
  • ACI’s Committee for Professionalism (CFP).
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