For which of the following is a bank most likely to be in danger of receiving a cease and desist order?

Last Updated on January 25, 2022 by Admin 2

For which of the following is a bank most likely to be in danger of receiving a cease and desist order?

  • Repetition in a BSA examination of a noncritical deficiency reported in a previous BSA examination
  • Failure to document AML training to its part-time clerical employees
  • A 2 percent error rate on the bank’s CTRs
  • Failure to file suspicious activity reports
0 0 votes
Article Rating
Subscribe
Notify of
guest
0 Comments
Inline Feedbacks
View all comments